Industry News

Advisor Upside

VOO Becomes First ETF to Top $700 Billion in Assets

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The development illustrates Vanguard’s ongoing dominance in ETFs as well as client demand for low-cost, passive strategies.

11 min watch

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Advisor Upside

Dan Ives Collabs with Brooklyn Fashion Designer for Funky Shirts

The tech analyst said his taste in fashion mirrors his team’s out-of-the-box stock picking philosophy.

1 min read
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Advisor Upside

LPL’s Stock Price Sinks as Commonwealth Deal Closes

There have been reports of advisors leaving, as well as a race among competitors for the industry talent that went up for grabs.

1 min read
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Advisor Upside

NASAA Proposes New Marketing Guidelines

The investor protection organization wants its advertising rules to align more closely with federal standards.

1 min read

Advisor Upside

Women Advisors Now Make Up 24% of Workforce. There’s a Long Way to Go

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The industry is far from parity, but progress has been made over the past decade.

2 min read

Advisor Upside

Vanguard Made a Single Acquisition. Now, It’s Getting Sued

Photo via Rafael Henrique/ZUMAPRESS/Newscom

The complaint alleges Vanguard acted in bad faith by thwarting certain business deals post-acquisition.

2 min read

Advisor Upside

Osaic Touts Advisor Addition Amid Commonwealth Talent Rush

Photo via Connor Lin / The Daily Upside

The firm is highlighting its potential advantages for advisors who might be on the fence about going to LPL Financial.

1 min read

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Advisor Upside

Investor Advocacy Group Criticizes FINRA’s Remote Inspections

They ‘undermine FINRA’s foundational mission of investor protection,’ says the Public Investors Advocate Bar Association.

2 min read
Photo via Chris Kleponis-CNP/Picture Alliance/Consolidated News Photos/Newscom

Advisor Upside

Trump’s ‘Big, Beautiful Bill’ Is a ‘Mixed Bag’ for Advisors

Some worry about adding to the already ballooning national debt, while others applaud extending the Tax Cuts and Jobs Act.

2 min read
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Advisor Upside

Advisors Scrutinize Bill to Ease Rules for Accredited Investors

The proposal is designed to give a larger swath of investors access to private offerings.

2 min read

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