Off-channel

Advisor Upside

Behind the SEC’s WhatsApp Crackdown

Photo by Mika Baumeister via Unsplash

The SEC has dished out more than $3 billion in fines regarding off-channel communications, with another 11 firms getting dinged this week.

2 min read

Photo by v0v via iStock

Banking

Goldman Realigns Banking and Markets Divisions to Form Mega-Deals Team

The Wall Street firm said parts of its investment banking and markets divisions will be combined to form a team focused on mega-deals.

2 min read
Photo by Xuthoria via CC BY-SA 4.0

CIO Upside

What Enterprise Leaders Can Take Away From CES

In Las Vegas, AI took center stage – and with it, Nvidia.

2 min read
Photo via Connor Lin / The Daily Upside

CIO Upside

AI Market Concentration May Cause an Ethics Responsibility Shift

In a concentrated market, who’s responsible for responsible AI?

2 min read

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