Securities and Exchange Commission

Advisor Upside

Supreme Court Upholds SEC’s Broad Disgorgement Powers

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The nation’s highest court agreed unanimously that the SEC doesn’t need to prove monetary harm to obtain disgorgement.

2 min read

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Banking

Anthropic Raises Stakes in Wall Street’s IPO Gold Rush

In March, The Information reported that bankers involved in taking the company public expect it to raise a monstrous $60 billion in its IPO.

2 min read
Photo by Jakub Żerdzicki via Unsplash

Advisor Upside

SEC Wants Fewer Earnings Reports. Advisors Aren’t Sold

When data has become a more precious resource than oil, many wealth managers are wondering why they would want less.

2 min read
Photo via JOE MARINO/UPI/Newscom

Industrials

SpaceX IPO Sets Stage for Clash of Wall Street Titans over Mega-Cap Debuts

There are a whopping 23 banks named on the cover of the SpaceX prospectus, with Goldman Sachs holding the lead-left spot.

2 min read

ETF Upside

Will Prediction-Market ETFs Launch This Week? Yes or No

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Roundhill and GraniteShares indicated that they could soon launch funds making election bets.

2 min read

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ETF Upside

Liquid Staking Crypto Isn’t a Securities Issue, SEC Says

The agency declared it is hands-off for liquid staking in some cases, which could eventually help crypto ETFs benefit from proof-of-stake.

2 min read
Photo via Graeme Sloan/Sipa USA/Newscom

ETF Upside

SEC, Congress Want Regulations to Oversee AI Experiments

Financial services firms could test uses for AI in “regulatory sandboxes,” according to legislation introduced last week.

1 min read
Paul Atkins, Chairman of the U.S. Securities and Exchange Commission. Photo via Michael Brochstein/Sipa USA/Newscom.

ETF Upside

SEC Is Now All In On Crypto. What’s Next?

The agency approved in-kind redemptions for spot Bitcoin and Ethereum ETFs last week, but the move may just the beginning for Atkins’ SEC.

2 min read

ETF Upside

Crypto ETFs Get Major Relief From SEC

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Bitcoin, Ether and other crypto ETFs are no longer limited to cash transactions — they can use in-kind creation and redemption.

2 min read

Photo illustration by Connor Lin / The Daily Upside, Photos by Hammad Khan via iStock and Chris Kleponis/ZUMAPRESS/Newscom

Blockchain

Stablecoins Are Here to Stay. Who Stands to Gain From Them?

Companies that have been waiting on the crypto sidelines are likely about to jump in the game following the passage of the GENIUS Act.

4 min read
Photo by Krblokhin via iStock

ETF Upside

Why the SEC Delayed In-Kind Redemptions for Crypto ETFs

It may be only a matter of time before the Securities and Exchange Commission lets crypto ETFs redeem their digital assets in kind.

2 min read
Photo illustration by Connor Lin / The Daily Upside, Photos by Andrey Popov via iStock

Advisor Upside

Record RIA Growth Is Great. Here’s the Catch

Investment Adviser Industry report shows where and how the advice industry is evolving.

4 min read

ETF Upside

What’s Inside the SEC’s Latest Crypto ETF Guidance

Photo via Graeme Sloan/Sipa USA/Newscom

The agency’s new guidelines focus on disclosures around price fluctuations and market manipulation, among other common concerns.

2 min read

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