Securities Exchange Commission

Advisor Upside

Supreme Court Ruling Minimizes SEC’s Enforcement Power

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2 min read

Photo by Djkeddie via CC BY-SA 4.0

Advisor Upside

Schwab Wants in on Vanguard’s ‘Massive’ Share-Class Edge

2 min read
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Advisor Upside

SEC Takes Aim at ‘AI washing’

New SEC lawsuits are aiming to address the dangers that AI may pose to investors.

3 min read
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Regulation

The SEC Is Finally Cracking Down on SPACs

Regulators voted in new rules aimed at protecting investors considering investing in the nontraditional setup.

1 min read

Hedge Funds

Hedge Funds are Pushing Back on SEC’s Short-Selling Rules

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Industry groups representing a coalition of hedge funds havefiled a lawsuit seeking to challenge short selling rules implemented by the SEC.

1 min read

Photo illustration by Connor Lin / The Daily Upside, Photo by Marcio Silva via iStock

Economics

Wall Street’s New Year’s Resolution: Launch More IPOs

No matter how you cast your ballot in the presidential election last month, recent history suggests your vote counts for IPOs.

6 min read
Photo by Daniel X. O’Neil via CC BY 2.0

Industries

Posh Soho House Gets Premium Buyout Offer as It Balances Prestige with Scaling Up

The offer would put an 83% premium on Soho’s Wednesday closing price and comes a year after it had to close off admissions in three cities.

2 min read
Photo via Oura

Technology

Smart Ring Maker Oura Doubles Valuation to $5.2 billion

One ring to rule them all… at least, Oura hopes so. On Thursday, it announced a new $200 million funding round.

2 min read

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